Course Overview:
Explore NISM Certifications, designed for finance professionals and enthusiasts. Gain essential knowledge in securities markets, investment advisory, risk management, and compliance. Enhance your expertise and credibility with industry-recognized certifications from India's leading financial education institute.
Duration:
NISM certifications typically have varying durations depending on the specific module chosen. Candidates generally take 1 to 3 months to prepare for each certification. However, each certification is a standalone program that can be completed as per the candidate’s pace and readiness for the exam.
Syllabus (Semester-wise):
The NISM certifications are not divided by semesters but into various modules, each focusing on a specific area of the securities markets. Here’s an overview of the common modules offered:
NISM Series I: Currency Derivatives Certification
Introduction to Currency Markets
Trading in Currency Futures
Clearing, Settlement, and Risk Management
Regulatory Framework
NISM Series II-A: Registrar to an Issue and Share Transfer Agent Certification
Role and Function of Registrar and Share Transfer Agents
IPO Process and Allotment
Securities and Exchange Board of India (SEBI) Regulations
Grievance Redressal Mechanisms
NISM Series III-A: Securities Intermediaries Compliance Certification
SEBI Regulations for Intermediaries
Compliance and Risk Management
Anti-Money Laundering Compliance
Monitoring and Surveillance
NISM Series V-A: Mutual Fund Distributors Certification
Basics of Mutual Funds
Fund Selection and Recommendation Process
Mutual Fund Regulations and Taxation
Risk Management in Mutual Fund Investments
NISM Series VII: Securities Operations and Risk Management Certification
Market Structure and Participants
Settlement Cycles and Custodial Services
Risk Management Procedures
Regulatory Requirements for Operations
NISM Series VIII: Equity Derivatives Certification
Introduction to Derivatives
Trading Strategies with Options and Futures
Clearing and Settlement in Derivatives Markets
Regulatory Framework for Equity Derivatives
NISM Series X-A: Investment Adviser (Level 1)
Basics of Investment Advisory
Client Assessment and Risk Profiling
Financial Planning
Asset Classes and Investment Products
NISM Series X-B: Investment Adviser (Level 2)
Advanced Investment Advisory
Wealth Management
Asset Allocation Techniques
Ethics and Compliance for Investment Advisers
NISM Series XV: Research Analyst Certification
Research and Valuation Techniques
Report Writing and Communication
Economic Analysis and Industry Research
SEBI Regulations for Research Analysts
Average Fees:
The average fee for NISM certifications in India varies by module. Each certification generally costs INR 1,500 to INR 3,000 for registration and examination fees. Some institutions may offer bundled packages, increasing the overall cost slightly depending on additional study materials or coaching.
Exams to Attend:
To complete the NISM certification, candidates must pass the examination for their chosen module. The exams are usually computer-based and consist of multiple-choice questions (MCQs). The duration of most exams is between 2 and 3 hours, with a passing score typically ranging from 50% to 70%. Each exam focuses on the respective module’s curriculum and can be taken at authorized NISM centers across India.
Top 10 Ranking Institutions for NISM in India:
National Institute of Securities Markets (NISM)
NSE Academy
EduPristine
Miles Education
Kredent Academy
FinX Academy
RIA Academy
Manipal ProLearn
IFMC Institute
TSCFM (The Stock Market Institute)
Top 10 Institutions for NISM in Kerala:
NISM Authorized Testing Center - Kochi
Miles Education - Kochi
EduPristine - Thiruvananthapuram
TCC Learning Center - Ernakulam
Crown Education Academy - Kochi
Focus Professional Coaching Centre - Thiruvananthapuram
Insight Academy - Thiruvananthapuram
Credence Academy - Ernakulam
Crescent Professional Academy - Kozhikode
IFMC Institute - Kochi