Course Overview:
This course covers equity derivatives, mutual fund distribution, and related topics. Students will learn about options, futures, swaps, and their applications in portfolio management. The course also explores mutual fund structures, regulatory aspects, and distribution strategies.
Duration:
Each certification typically takes 2 to 3 months to complete, depending on the candidate's learning pace and the institution providing the course. The preparation time may vary based on the difficulty level of the subject and personal study schedules.
Syllabus (Semester-wise):
Equity Derivatives Certification
This certification focuses on equity derivative markets, financial instruments, and the application of various trading strategies. The syllabus is generally divided into the following parts:
Part 1: Introduction to Derivatives
Definition and Overview of Derivatives
Participants and Role in the Financial Market
Types of Derivatives: Futures, Options, Swaps
Part 2: Understanding Options and Futures
Payoff Diagrams of Options and Futures
Pricing of Futures and Options
Application of Strategies for Trading
Risks in Derivatives Trading
Part 3: Trading, Clearing, and Settlement
Exchange-Traded vs. OTC Derivatives
Clearing and Settlement Processes
Risk Management in Derivatives
Part 4: Regulatory Framework
SEBI Regulations for Derivatives Markets
Margin Requirements and Compliance Rules
Case Studies in Regulatory Enforcement
Mutual Fund Distributors Certification
This certification helps individuals understand the various aspects of mutual funds and prepares them for distribution and advisory roles.
Part 1: Introduction to Mutual Funds
Basics of Mutual Funds and Asset Management
Types of Mutual Funds: Equity, Debt, Hybrid, Money Market
Part 2: Fund Selection and Recommendation Process
Analysis of Fund Performance
Risk-Return Metrics in Mutual Funds
Asset Allocation Strategies
Part 3: Mutual Fund Regulations and Taxation
SEBI Mutual Fund Regulations
Tax Implications of Different Mutual Fund Investments
Investor Suitability and KYC Norms
Part 4: Selling Mutual Funds
Best Practices in Client Engagement
Ethical Selling of Mutual Funds
Customer Service and Complaint Handling
Average Fees:
The average fees for both certifications (Equity Derivatives and Mutual Fund Distributors) generally range between INR 1,500 to INR 5,000 for registration and exam fees. If enrolling in additional preparatory courses, the cost could rise to INR 15,000 to INR 30,000, depending on the institute.
Exams to Attend:
Both certifications require passing the respective exams administered by recognized bodies like NISM. The exams typically consist of 100-150 multiple-choice questions, with a duration of 2-3 hours. Candidates are required to achieve a passing score of 60%-70%, depending on the certification.
Exams can be taken at authorized NISM testing centers across India or through online proctoring options.
Top 10 Ranking Institutions for Equity Derivatives and Mutual Fund Distribution in India:
National Institute of Securities Markets (NISM)
NSE Academy
EduPristine
Miles Education
FinX Academy
Kredent Academy
RIA Academy
Indian School of Business and Finance
TSCFM (The Stock Market Institute)
IFMC Institute
Top 10 Institutions in Kerala:
NISM Authorized Testing Center - Kochi
EduPristine - Thiruvananthapuram
Miles Education - Kochi
Focus Professional Coaching Centre - Thiruvananthapuram
Crown Education Academy - Kochi
Insight Academy - Ernakulam
TCC Learning Centre - Ernakulam
Kerala Academy of Securities Markets
Credence Academy - Kozhikode
IFMC Institute - Kochi