• Post Author Science
  • ImgAdditional Professional & Industry-Specific Certifications

Equity Derivatives, Mutual Fund Distribution, etc.

Course Overview:

This course covers equity derivatives, mutual fund distribution, and related topics. Students will learn about options, futures, swaps, and their applications in portfolio management. The course also explores mutual fund structures, regulatory aspects, and distribution strategies.

Duration:

Each certification typically takes 2 to 3 months to complete, depending on the candidate's learning pace and the institution providing the course. The preparation time may vary based on the difficulty level of the subject and personal study schedules.

Syllabus (Semester-wise):

Equity Derivatives Certification
This certification focuses on equity derivative markets, financial instruments, and the application of various trading strategies. The syllabus is generally divided into the following parts:

Part 1: Introduction to Derivatives

  • Definition and Overview of Derivatives

  • Participants and Role in the Financial Market

  • Types of Derivatives: Futures, Options, Swaps

Part 2: Understanding Options and Futures

  • Payoff Diagrams of Options and Futures

  • Pricing of Futures and Options

  • Application of Strategies for Trading

  • Risks in Derivatives Trading

Part 3: Trading, Clearing, and Settlement

  • Exchange-Traded vs. OTC Derivatives

  • Clearing and Settlement Processes

  • Risk Management in Derivatives

Part 4: Regulatory Framework

  • SEBI Regulations for Derivatives Markets

  • Margin Requirements and Compliance Rules

  • Case Studies in Regulatory Enforcement


Mutual Fund Distributors Certification
This certification helps individuals understand the various aspects of mutual funds and prepares them for distribution and advisory roles.

Part 1: Introduction to Mutual Funds

  • Basics of Mutual Funds and Asset Management

  • Types of Mutual Funds: Equity, Debt, Hybrid, Money Market

Part 2: Fund Selection and Recommendation Process

  • Analysis of Fund Performance

  • Risk-Return Metrics in Mutual Funds

  • Asset Allocation Strategies

Part 3: Mutual Fund Regulations and Taxation

  • SEBI Mutual Fund Regulations

  • Tax Implications of Different Mutual Fund Investments

  • Investor Suitability and KYC Norms

Part 4: Selling Mutual Funds

  • Best Practices in Client Engagement

  • Ethical Selling of Mutual Funds

  • Customer Service and Complaint Handling

Average Fees:

The average fees for both certifications (Equity Derivatives and Mutual Fund Distributors) generally range between INR 1,500 to INR 5,000 for registration and exam fees. If enrolling in additional preparatory courses, the cost could rise to INR 15,000 to INR 30,000, depending on the institute.

Exams to Attend:

Both certifications require passing the respective exams administered by recognized bodies like NISM. The exams typically consist of 100-150 multiple-choice questions, with a duration of 2-3 hours. Candidates are required to achieve a passing score of 60%-70%, depending on the certification.

Exams can be taken at authorized NISM testing centers across India or through online proctoring options.

Top 10 Ranking Institutions for Equity Derivatives and Mutual Fund Distribution in India:

  1. National Institute of Securities Markets (NISM)

  2. NSE Academy

  3. EduPristine

  4. Miles Education

  5. FinX Academy

  6. Kredent Academy

  7. RIA Academy

  8. Indian School of Business and Finance

  9. TSCFM (The Stock Market Institute)

  10. IFMC Institute

Top 10 Institutions in Kerala:

  1. NISM Authorized Testing Center - Kochi

  2. EduPristine - Thiruvananthapuram

  3. Miles Education - Kochi

  4. Focus Professional Coaching Centre - Thiruvananthapuram

  5. Crown Education Academy - Kochi

  6. Insight Academy - Ernakulam

  7. TCC Learning Centre - Ernakulam

  8. Kerala Academy of Securities Markets

  9. Credence Academy - Kozhikode

  10. IFMC Institute - Kochi